WHAT WE OFFER
Risk Management & Compliance Consulting
We know that protecting your business is critical.
The level of risk that’s important varies by business owner; because we know this business, we keep at the forefront of where the industry appears to be headed. We strive to make it easier for you to manage risk and provide additional insight, with the intent of lessening the worry and helping you keep ahead of any issues.
Our efforts extend beyond traditional technology based compliance tools to consultative support and education. Through our affiliation with Wells Fargo Advisors, you have access to subject matter experts who can provide additional perspectives and point of views. We partner with you and provide comprehensive consulting services to help ensure that our tools are effectively incorporated into your control environment.
Our platform provides a variety of automated tools and reporting using a combination of preventive and detective controls including:
- Actimize for Anti-Money Laundering (AML) monitoring
- Review and Release
- Regulatory and supervisory reporting
- Support for other ad hoc and custom reporting
Virtual events held periodically with industry experts and regulators where we focus on key topics to help support you in navigating in the rapidly changing regulatory environment.
Our Compliance Solutions team works with your compliance and supervisory professionals to develop and deliver customized training and guidance on our platform’s compliance/supervisory tools. Our team is also available to help you tailor alert parameters to best suit your needs.
Our comprehensive compliance and risk management consulting services provide you perspectives on regulatory compliance and supervision, dedicated support for AML compliance, and service around escalated issues such as fraud attempts, operational risk, and credit policy matters.