WHAT WE OFFER

Clearing, Custody, Settlement

We’re not your typical custodian.

Through our affiliation with Wells Fargo & Company, you’ll have access to a comprehensive wealth management suite, thoughtful insights and flexible technology to help you address all aspects of your business, empowering you to deliver the client experience you desire.

Our experience working with businesses like yours for more than three decades has garnered us a reputation for providing quality custodial and trade execution support.

Our comprehensive services include:

• Financial strength, scale and stability
• Clearing and settlement in equities, fixed income, options and more
• Delivery of trade confirmations, statements and other information based on client preferences
• Collection and payment of dividends and interest
• Support and delivery of annual tax-reporting summaries and other documents
• Self-service access to firm-level and advisor-level reporting
• Rules-based compliance engine with integrated alerts to help support your supervision activities

Curious about how we can support you? Let’s have a conversation.

Contact Us