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Who We Serve
Who We Serve
Who We Serve – At a Glance

We provide broker-dealers and Registered Investment Advisors (RIA) with insights and resources to support their vision for guiding clients to a place of greater confidence about their life goals.

Advisors

Broker-Dealers

Registered Investment Advisors
Advisors

Whether you’re looking to join another broker-dealer, you’re ready to break away to start your own RIA or join an existing Registered Investment Advisors (RIA) practice, we can help you to evaluate your options, find the right solutions and support your goals.

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Broker-Dealers

We know what it means to serve financial advisors serving clients. Combining our personal, consultative approach with a comprehensive wealth management suite, we can help you drive business growth and productivity to achieve your vision.

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Registered Investment Advisors

The Registered Investment Advisors (RIA) model is blazing new paths through the traditional advisor landscape, offering new opportunities, resources, support and true independence. We’re here to help you create the client experience you desire and the legacy you deserve.

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What we offer
What we offer
What We Offer – At a Glance

We’re not your typical custodian. With us, you’ll have access to a comprehensive wealth management suite, thoughtful insights and flexible technology.

Clearing, Custody, Settlement

Practice Management & Strategy

Research

Technology & Integration

Wealth Management
Clearing, Custody, Settlement

Our experience working with businesses like yours for more than three decades has garnered us a reputation for providing quality custodial, trade execution support and more designed to help you address all aspects of your business.

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Practice Management & Strategy

Effective growth requires superior support and innovative approaches to how you manage your business. We engage with you to understand your unique needs to help leverage your time and enable the growth and sustainability of your business.

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Research

Keeping up with the latest research, industry trends and market analysis is an important part of helping you confidently deliver investment advice. Our platform provides access to the latest research from the Wells Fargo Investment Institute (WFII) as well as research from other top-rated research providers.

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Technology & Integration

Whether you are looking for a turnkey, single sign on advisor workstation, or the flexibility to build your own solution, we’re here to partner with you to build the right solution for your business so you can spend more time creating the client experience you want.

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Transition Services

Transition means change and change can be challenging. We work with you every step of the way to make the transition process as seamless as possible, whether that’s transitioning your entire business, moving over your book of business, onboarding new clients or new advisors.

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Wealth Management

You provide clarity and guidance through thoughtful planning, we provide access to comprehensive wealth management suite that help you address both sides of your clients’ balance sheet. We connect you with subject matter experts, turnkey investment solutions and insights to help meet your clients’ complex and evolving expectations.

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Insights & Resources
Insights & Resources

In a world increasingly driven by technology and awash in data, the ways in which we relate to one another are being altered. In this disruptive landscape, advisors have the opportunity to evolve their role beyond providing financial advice through the power of conversations, connections and confidence.

The Next Frontier Overview

The Next Frontier Digest

The Next Frontier Podcast

The Next Frontier Webcast

Featured Content

Vaughan Scott: Enhancing Your Value Through Empathy and Emotional Intelligence
Listen to the podcast
articles

Creating “The Happiness Portfolio®” for Clients: The Lessons of Getting Older and Post-Traumatic Growth
Read the article

Conversations Advisors Can’t Afford to Avoid with Clients and their Families
Read the article

Guiding Clients Through the Perfect Storm
Read the article

How to Start Long-Term Care Planning Conversations
Read the article

Illumination: The Other Value of “Stay-at-home”
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Living in the Post-Truth Covid-19 Era: Becoming Your Best You
Read the article

Research
Show All Reports

Vision Investing
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The Future of Globalization
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Q3 2021 Market Charts “Turning Data into Knowledge”
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Understanding Cryptocurrency – Special Report – November 2021
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Policy, Politics & Portfolios – November 30, 2021
Read the report
Speaker Series
Speaker Series

In our ever changing world, coming together as a community to share, learn and connect can be quite meaningful. We’ve invited three thought leaders to join us for a series of virtual presentations all around the topic of performance.

Speaker Series
The Next Frontier Digest

The Next Frontier Digest provides a monthly recap of our own well-being content along with a sampling of content from other thought leaders that we think you will enjoy.

View all editions
The Next Frontier Podcast
Show All Episodes

Welcome to The Next Frontier podcast where we’ll break down and analyze the forces at work in our world, our culture and our businesses. Our goal is to unlock the challenges to reveal the opportunities and what it means to provide advice in the 21st century.

Listen to Episodes

Featured Content

John Lawton: 21st Century Leadership for an Ever-Changing Landscape
Listen to the podcast
The Next Frontier Webcast
Show All Webcasts

The Next Frontier Webcast Series brings together voices, resources and our community to help you move your practice into the next frontier. We hope you’ll join us for meaningful insights and actionable content – or listen to any of the recorded webcasts in our library.

View Webcast Episodes

The Next Frontier Digest

Featured Content

Building Resilience in Uncertain Times
Watch this webcast
Topics

Browse our most popular topics for insights and resources to help you build greater connections with your clients and move your practice into The Next Frontier.

Caregiving & Family

Longevity

Industry

Wellness
Videos

The Next Frontier: Coaching Tips
Watch the video

Matt Oechsli: Changing Investor Expectations – Are You Ready?
Watch the video

Dr. Robert Biswas-Diener: Can Money Buy Happiness?
Watch the video

Dr. Joseph Coughlin: Making the Most of Our Bonus Years
Watch the video

Carolyn McClanahan: What’s Next for Financial Advisors?
Watch the video

Tim Ursiny: Building Better Relationships with a New Kind of Coaching
Watch the video

Whitepapers

Home Sweet Home: Helping Clients Navigate Where to Live for a Lifetime
Read the white paper

Best Practices of Today’s Elite Advisors
Read the white paper

Digital Disruption: Is the Financial Advisor’s Value Under Siege?
Read the white paper

Gen Y Is Ready To Invest… Are You Ready To Advise Them?
Read the white paper

Helping Clients Navigate Longevity
Read the white paper

Sustaining Your Practice and Reclaiming Your Life
Read the white paper

Meet Gen C – Generation Caregiver
Read the white paper

The Next Frontier: Conversation, Connection and Confidence
Read the white paper

Understanding Today’s Affluent
Read the white paper
About us

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Whether you have a question or you’re ready to explore your options, we’re here to help.

For general matters related to accounts held at First Clearing, call Client Services at 866-786-4879.

For all other inquiries, please click on the icon below that best matches you.

General Contact

Individual Investors

RIAs

Financial Professionals

Broker-dealers

General contact Information

First Clearing
One North Jefferson, H0005-072
St. Louis, Missouri 63103

For general matters related to accounts held at First Clearing, call Client Services at 866-786-4879.

Individual Investors

If you are a retail client receiving statements, trade confirmations, or tax documents from First Clearing, please contact the Broker-Dealer or Financial Professional listed on your most recent account statement.

This site is for Broker-Dealer use only and is not monitored for account inquiries from individual investors.

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Eastern region

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Northern region

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410-382-2708

CO, ID, MN, MT, NE, ND, UT, SD, Eastern WA, WY

midwest region

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410-382-2708

IA, IL, IN, KY, KS, MI, MO, WI

pacific South region

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410-382-2708

AZ, Southern CA, NM, Southern NV

pacific North region

Peter Sheehan, SBDO

410-382-2708

Northern CA, OR, NV, Western WA

Financial Professionals

To learn about opportunities to join a broker-dealer that clears through First Clearing, please contact:

Cindi Cooper

Director of Recruiting
First Clearing
cynthia.cooper@firstclearing.com

314-875-3948

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