Director, Head of Onboarding and Transition ServicesEmail Steven Call Steven
Steve leads the teams responsible for executing the transitions and onboarding for financial advisors, RIAs and introducing broker dealers within the Independent Advisor Group of Wealth and Investment Management Group.
Steve has over 30 years of financial services experience with Wells Fargo and predecessor firms, beginning with A.G. Edwards in 1983. During this time, he has led some of the largest and most complex transitions in the 40-year history of First Clearing. Prior to joining First Clearing, much of his time was spent managing large complex departments within Brokerage Operations.
Steve earned his bachelor’s in business administration from McKendree College in Lebanon, Illinois. He holds FINRA Series 7 and 63 securities registrations.
Steve and his family reside in Waterloo, Illinois.