Leadership

Albert Caiazzo

Managing Director, Strategic Solutions and Controls

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Al leads a team that is responsible for relationship management with a focus on the delivery of, technology, operations, investment product and compliance and risk management services

to independently owned broker dealers and investment advisors that use the fully disclosed clearing and custody services of Wells Fargo Clearing Services LLC and to independent financial advisors that affiliate with Wells Fargo Advisors Financial Network LLC.

His team is also responsible for business controls, regulatory and industry engagement, regulatory compliance and contract administration.

Al is active in the industry and has served in leadership roles for the Clearing Firms Forum of the Securities Industry and Financial Markets Association (SIFMA) and the Clearing Firms Advisory Committee of the Financial Industry Regulatory Authority (FINRA).

Al is active in the community and currently serves on the board of directors of, Jazz St. Louis and the Craft Alliance Center for Art and Design in St. Louis and has served on the Board of the St. Louis Public Schools Foundation and the Lewis Ginter Botanical Garden in Richmond, Virginia.

CAR-0622-00274

 

Albert Caiazzo