Broker Dealer Form

Enter your information below and our team will be in touch shortly. Please note, we only provide services to firms in the United States.

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- Your Information
- First Name:*
- Last Name:*
- Firm Name:*
- Address:*
- Address (continued):
- City*
- State:*
- Zip Code:*
- Phone:*
- Email:*
- Your Contact Preference
- I prefer to be contacted by: *
  - I prefer to be contacted by:*
    Phone
    
    Email
- Your Business Details
- I'm interested in establishing a clearing relationship: *
  - I'm interested in establishing a clearing relationship:*
    Immediately
    
    Next 6 months
    
    Within the next year
- Type(s) of business (indicate all that apply):
  - Type(s) of business (indicate all that apply):
    Full Service Retail
    Institutional
    Registered Investment Advisor
    Proprietary Trading
    Discount
    W2 Employee Advisors
    1099 Independent Contractors
- Assets under management: *
  - Assets under management:*
    Under $500 million
    
    $500 million - $1 billion
    
    $1 billion - $2 billion
    
    Over $2 billion
- Number of registered representatives: *
  - Number of registered representatives:*
    Under 50
    
    50-100
    
    100-200
    
    Over 200

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First Clearing | 1 North Jefferson, St. Louis, Missouri 63103

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First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. ©2024 Wells Fargo Clearing Services, LLC. This website is for broker-dealer and registered investment advisor use only. First Clearing provides correspondent services to broker-dealers and registered investment advisors and does not provide services to the general public. LinkedIn, the LinkedIn logo, the IN logo and InMail are registered trademarks or trademarks of LinkedIn Corporation and its affiliates in the United States and/or other countries. Links to third-party websites are provided for your convenience and informational purposes only. First Clearing is not responsible for the information contained on third-party websites.

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Broker Dealer Form

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