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Registered Investment Advisors

RIA Service and Custody Platform

Combining our strength, scale and heritage with the 20+ years of direct RIA service experience of introducing broker-dealer, TradePMR*, the RIA service and custody offering from First Clearing is designed to provide independent advisors another option to own and grow their business.

Through this service, RIAS will have access to:

  • An award-winning*, state of the art technology platform, Fusion, designed for growth-oriented RIAs
  • Dedicated, white-glove service that is second to none in the industry
  • Seasoned transition specialists to support the RIA at each step of the move process for a seamless experience

With deep roots in the financial services industry, First Clearing has a long history of supporting independent business owners and financial advisors. We know what it is to serve advisors serving clients.

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As we’ve watched the needs and expectations of investors shift, we’re also keenly aware of the shifting needs of financial advisors. The RIA model provides financial advisors the flexibility they desire as an independent business owner and their clients the ability to work with a locally owned firm.

John Peluso, President, First Clearing

Interested in learning more?

Please contact either Cindi Cooper, 314-875-3948 or cynthia.cooper@firstclearing.com

or Maureen Timmermann, 314-875-8466 or maureen.timmermann@firstclearing.com

*TradePMR, Inc. is a privately held brokerage and custodian service provider for Registered Investment Advisors and is not affiliated with Wells Fargo Advisors.

*Fusion by TradePMR named “Innovation of the Year” Morningstar Advisor Magazine, 2013.

0219-00779