First Clearing

Transition

We know the transition to a new clearing partner can seem daunting at times, so we are committed to making your conversion as seamless as possible. Our systematic approach will:

• Bring your firm an experienced conversion team, detailed timelines and a series of checks and balances.
• Keep your firm’s unique needs, requirements and goals in mind.
• Assign a dedicated Account Manager to oversee your firm’s conversion.
• Train your personnel with on-site coaching, telephone support and Web-Ex seminars.
• Provide a series of well-defined phases, including planning, analysis, testing, implementation and wrap-up.
• Keep you informed throughout the conversion process with conference calls, weekly meetings, documented milestones, email correspondence and documented responsibilities.