Communications

At First Clearing, we believe building a Clear Advantage fundamentally relies on open, perceptive communication between your firm and ours. Our commitment to Clear Conversation goes beyond the personalized relationships you will enjoy with your Relationship Managers, Correspondent Operations Relationship Team (CORT), Growth Consultants and Compliance Liaisons. First Clearing also offers a number of opportunities for you to exchange ideas, engage in meaningful dialogues and learn the latest information from industry experts, including:

  • Leadership Information Forum
    First Clearing’s senior management team hosts a series of conference calls for firm principals that address important internal initiatives and how they affect our clients.
  • Advisory Update Calls
    These popular monthly calls help financial professionals keep their advisory businesses up-to-date with information about advisory platform developments, research tools and guidance from subject matter experts.
  • Info Exchange
    Each month, First Clearing Relationship Managers conduct a group dialog focused on strategic business-development and operational matters that are especially timely and relevant to our correspondent firms.
  • Roundtables
    Financial professionals, firm principals, compliance and operations personnel are invited to sit down in an open environment to share ideas and discuss the state of the brokerage business today.
  • Compliance Symposiums
    In these quarterly symposiums, industry experts discuss timely regulatory matters and have covered topics including AML, sales of variable annuities, the Fair Credit Reporting Act and effective responses to customer complaints.
  • Operations Open Houses
    We host monthly events at our corporate offices in St. Louis, where firm representatives are given total access to First Clearing’s operations managers, supervisors and associates, as well as our facilities.
  • First Clearing News Brief
    Our regular bulletin keeps you updated with the latest information on our services, products and technology, as well as regulatory trends observed by our professionals.
  • Compliance Digest Newsletters
    A quarterly publication covering newsworthy compliance and regulatory matters.
  • InfoMAXSM
    Our proprietary intranet offers a wealth of real-time data, putting valuable information right on your desktop. InfoMAX also provides online research and investment strategy reports from the nation’s most respected sources and offers insight on products and services.