Financial / Life Event Services

As clients progress through their lives, change is inevitable. We’re committed to helping financial professionals support their clients as they transition into new and unfamiliar life phases. A range of resources are available through an affiliation with Wells Fargo and Company including:

Executive Services Group

  • Specialists in dealing with executives and equity-based compensation.
  • Answers to questions on stock options (ISOs and NSOs), restricted stock, 10b5-1 plans and more.

Tax, Education and Financial Planning Group

  • Answers to questions on retirement, Social Security, Medicare
  • Guidance on educational vehicles, including 529s, Educations Savings Accounts and custodial accounts.
  • Assistance managing concentrated equity.

Estate Planning Group

  • Guidance on planning beneficiary designations, asset titling, charitable objectives and business succession.
  • Estate valuation services.